This Annex provides examples of approval processes for repairs IAW DASR 21 Subpart M, with a focus on major repairs. Within the Defence context there are a number of scenarios that are applicable for different repair development circumstances. These scenarios are defined herein as an aid for explanation, rather than as a series of strict application processes. This Annex contains detailed guidance, and highlights how processes vary, for the following scenarios:
Scenario 1 – Major Repair developed by an organisation holding an approval under DASR 21 Subpart J, and approved by DASA. An application for DASA approval of a major repair processed by an organisation holding an approval under DASR 21 Subpart J.
Scenario 2 – Major Repair approved by an organisation holding an approval under DASR 21 Subpart J with major repair privileges. The process by which an organisation holding an approval under DASR 21 Subpart J, and holding the privilege to approve certain major repairs, may approve a major repair design.
Scenario 3 – Major Repair which has not been approved by a CAA/MAA and which has been developed by an organisation which does not hold an organisational design approval issued by a DASA recognised CAA/MAA. The process by which a major repair developed by an organisation such as OEM, which has not been approved by a recognised CAA/MAA, may be approved.
Scenario 4 – Approval of unrepaired damage utilising major repair provisions where compliance can be shown with the Type Certification Basis (TCB). The process by which unrepaired damage11, which can be shown to be in compliance with the TCB with specific maintenance action (for example with an additional inspection program), is subject to approval via the major repair arrangements of DASR 21.A.435(b). These arrangements are also applicable where an individual aircraft is to be flown beyond an AwL item and where compliance with the risk level inherent in the TCB can be demonstrated. In cases where compliance with the TCB cannot be shown a major repair approval is not an appropriate authorisation22.
Scenario 5 – Staged approval of damage tolerant repairs. The process by which approval of repairs which include fatigue and damage tolerance evaluation, may be staged to allow an operator to return its aircraft to service before all the fatigue and damage tolerance data have been developed and approved. The staged process is not applicable to propulsion systems and dynamic systems for helicopters.
Scenario 6 – Approval of new repairs based on pre-approved repairs contained in the type data set. The process by which new repairs are developed based on those contained in the aircraft type repair manual, or based on repairs previously developed for the aircraft type, but outside of the limitations of the existing repair approval, are approved.
Scenario 7 – Approval of changes to the approved type design repair data. The process by which changes to approved data for repairs for the platform are approved (typically changes to the aircraft type Structural Repair Manual).
As a reminder, CAMOs may be able to directly consume repair data approved by a CAA/MAA recognised by DASA as competent for the approval of major repairs or approved by an organisation privileged by such a CAA/MAA. Refer to the Section 8.2 for further information.
The process for major repair design development and approval for the case of a major repair developed by an organisation holding an approval under DASR 21 Subpart J and approved by DASA is outlined in Table D.1.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
Damage identified for which there is no existing pre-approved solution. A repair is required to eliminate damage and/or restore the aircraft to an airworthy condition. There is no existing solution available and approved that is applicable to the damage in question, and therefore a new repair design is required. Repairs for similar damage that have not been approved for the application or specific aircraft in question are to be treated as a new repair design. |
CAMO |
Develop Repair Design |
A new repair design is developed by a design organisation. DASA may be notified of an upcoming major repair design. This can be accomplished via an optional DASR Form 31 directed to the DASA Type Certification Group mailbox. The requirement for a detailed CP is determined in consultation with DASA. In the case of major repairs, if long and complex compliance demonstration activities are deemed to not be required, the CP can be submitted in simplified form as part of the application (see AMC 21.A.432C(a)). Minimum requirements for a CP are outlined in DASR 21.A.432C(b) and include the purpose and description of the change/repair, applicability, applicable airworthiness requirements, description of the compliance demonstration process (including means of compliance and reference to compliance documents), and where relevant, the schedule for delivery of compliance documents. |
Design organisation |
Repair Classification |
Classification of the repair as either major or minor33 (see DASR 21.A.435a). The classification of repairs is to meet the requirements of DASR 21.A.91 for changes to type certificates. Guidance regarding the classification of repairs is contained in Section 7.2.4. Classification is conducted by DASA or by an organisation holding an approval under DASR 21 Subpart J with a classification privilege under a procedure agreed with DASA44. |
DASA or appropriately approved design organisation under a procedure agreed with DASA |
Repair Certification |
The applicant shall establish the relevant CB for the repair, demonstrate compliance with the required CB elements, verify compliance and declare compliance. The applicant shall apply for a major repair approval by way of submittal of a DASR Form 31B and declaration of compliance to the DASA Type Certification Group mailbox. The Form 31B contains the MTCH declaration, confirming the organisation holding the MTC will carry out holder obligations related to the major repair. As per DASR 21.A.433(b) the applicant shall allow DASA to review any report, make any inspection and perform or witness any test necessary to check the validity of the submitted compliance statements. |
Applicant that meets the eligibility criteria55 |
Repair Approval |
Once a repair has been shown to meet the CB and applicable environmental protection requirements, and has been declared as such, DASA will issue a major repair design approval. The approval will be issued to the organisation holding the MTC who gains the obligations of the major repair approval holder IAW DASR 21.A.451. |
DASA |
Repair Configuration Management |
Once the major repair design has been approved by DASA, the data can be used to accomplish the repair on the applicable aircraft (per DASR M.A.304(a)). The CAMO is responsible for managing the accomplishment of modifications and repairs (DASR M.A.708(b)(3)), and maintaining a record of aircraft configuration, which includes the status of modifications and repairs (DASR M.A.305(d)(2)). |
CAMO |
Production of Repair Parts |
Produce repair parts |
Appropriately approved production organisation, under DASR 21 Subpart G or Subpart F, or an appropriately approved maintenance organisation under DASR 145. |
Repair Embodiment |
Embody repair |
Appropriately approved maintenance organisation under DASR 145 or appropriately approved production organisation under DASR 21 Subpart G. |
Ongoing Holder Obligations |
The organisation holding the MTC gains the obligations of the major repair approval holder IAW DASR 21.A.451 |
MTC holder |
Table D.1: Detailed process for Scenario 1
In Scenario 2 the organisation holding an approval under DASR 21 Subpart J has the privilege to approve certain major repairs IAW AMC2 21.A.263(c)(5). As part of this privilege, major repair approvals will be conducted under a procedure approved by DASA, which will include steps to ensure the privilege is only exercised when valid (refer Section 7.2.4 for further guidance). In cases where the MDOA cannot approve the specific major repair design under their current privilege they must either seek expansion of their privilege (refer AMC2 21.A.263(c)(5), (8) and (9)), or submit an application for DASA to approve the major repair (as per Scenario 1). The MDOA should also consider a means to provide a list of approved major repairs to DASA during surveillance activities (see AMC2 21.A.263(c)(5), (8) and (9) and GM 21.A.435(b)). The process for major repair approval for scenario 2 is outlined in Table D.2.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
As per Scenario 1 |
CAMO |
Develop Repair Design |
As per Scenario 1 |
Design organisation |
Repair Classification |
Classification IAW DASR 21.A.435a conducted by the privileged organisation holding an approval under DASR 21 Subpart J under a procedure agreed with DASA (see DASR 21.A.435(b)2). A procedure agreed by DASA is to be documented in the Handbook. |
Appropriately approved design organisation under a procedure agreed with DASA |
Repair Certification |
Establish if the privilege to approve certain major repairs can be exercised for the specific repair design. If not, apply to DASA to extend the privilege, or follow Scenario 1. If the privilege to approve certain major repair designs can be exercised then the MDOA shall establish the CB, demonstrate compliance with the required CB elements, verify compliance and declare compliance. |
Appropriately approved design organisation under a procedure agreed with DASA |
Repair Approval |
IAW DASR 21.A.435(b)2, once a repair has been shown and declared to meet the CB and applicable environmental requirements, a major repair shall be approved by the privileged organisation holding an approval under DASR 21 Subpart J. The approval procedures are to have been agreed by DASA and documented in the Handbook. In the case where compliance is found with a standard other than that in the TCB, this assessment is considered as interpretation of standards. DASA is the only organisation able to interpret standards55 and as such approve the repair. In this case Scenario 1 is applicable. |
Appropriately approved design organisation under a procedure agreed with DASA |
Repair Configuration Management |
Once the major repair design has been approved by the design organisation, the data can be used to accomplish the repair on the applicable aircraft (per DASR M.A.304(b)). The CAMO is responsible for managing the accomplishment of modifications and repairs (DASR M.A.708(b)(3)), and maintaining a record of aircraft configuration, which includes the status of modifications and repairs (DASR M.A.305(d)(2)). |
CAMO |
Production of Repair Parts |
Produce repair parts |
As per Scenario 1 |
Repair Embodiment |
Embody repair |
As per Scenario 1 |
Ongoing Holder Obligations |
As per Scenario 1 |
MTC holder |
DASA Review of Approved Repairs |
If following the GM 21.A.435(b), consideration should be given to maintaining a summary list of major repair approvals conducted by the privileged organisation holding an approval underDASR 21 Subpart J for review by DASA during surveillance activities. The periodicity of the provision of this summary list is to be as agreed with DASA and documented in the Handbook. This list should provide summary details of the repair approvals including:
|
Appropriately approved design organisation under a procedure agreed with DASA |
Table D.2: Detailed process for Scenario 2
This scenario documents the process by which major repair data developed by an organisation from outside of an airworthiness framework for which recognition is applicable, or from within an airworthiness framework for which the recognition scope, conditions and caveats do not allow for direct consumption of major repairs. In this scenario there is no scope to leverage a recognition framework for direct consumption; however, the data may be used to support an application for approval by DASA or by an appropriately privileged organisation holding an approval under DASR 21 Subpart J. The detailed process is shown at Table D.3.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
As per scenario 1 |
CAMO |
Develop Repair Design |
Repair data has been produced by an organisation outside of the DASA approval framework, from an airworthiness system that has not been recognised by DASA for direct consumption of major repairs. |
Design organisation |
Repair Classification |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Certification |
As per scenario 1 or scenario 2 depending on privileges. Note: the data developed by the design organisation may be used by the applicant to seek relief from developing compliance documents themselves, to support an application for approval to DASA. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Approval |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Configuration Management |
As per scenario 1 or scenario 2 depending on privileges. |
CAMO |
Production of Repair Parts |
Produce repair parts |
As per scenario 1 |
Repair Embodiment |
Embody repair |
As per scenario 1 |
Ongoing Holder Obligations |
As per scenario 1 |
MTC holder |
Table D.3: Detailed Process for Scenario 3
This scenario documents the process by which unrepaired damage can be shown to be in compliance with the TCB. This process may also be applied to the case when an individual aircraft without damage is to be flown beyond an existing AwL.
This scenario may be used for managing the demonstration of compliance with the TCB of unrepaired damage for which a repair is required, and for which implementation of additional maintenance inspections or limitations would allow demonstration of compliance with the TCB. In this case, the CAMO seeks an approved design from an organisation holding an approval under DASR 21 Subpart J with access to appropriate type design data.
The limitations may be related to the limit of duration of the approval; however, operational limitations such as flight restrictions are not managed within this scenario. Flight restrictions are to be managed via the Military Permit To Fly (MPTF) process.
Where an individual aircraft without damage is to be flown beyond an AwL item and where compliance with the risk level inherent in the TCB can be demonstrated, and is approved via a major repair approval for unrepaired damage, the arrangements described in this scenario are also applicable. In this case, it constitutes a major repair88 and follows the approval process outlined herein. Where compliance with the TCB cannot be shown, a major repair approval is not an appropriate authorisation. In this case a MPTF should be considered99.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
As per scenario 1 |
CAMO |
Develop Repair Design |
A design is developed which shows that compliance with the TCB can still be demonstrated. |
Design organisation |
Repair Classification |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Certification |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Approval |
As per scenario 1 or scenario 2 depending on privileges. Note: where the design organisation is not the organisation holding the MTC or supporting this organisation, the design organisation must justify that the information on which the evaluation is based is adequate as per DASR 21.A.445(b). |
As per scenario 1 or scenario 2 depending on privileges |
Repair Configuration Management |
As per scenario 1 or scenario 2 depending on privileges. |
CAMO |
Production of Repair Parts |
Produce repair parts |
As per scenario 1 |
Repair Embodiment |
Embody repair |
As per scenario 1 |
Ongoing Holder Obligations |
As per scenario 1 |
MTC holder |
Table D.4: Detailed Process for Scenario 4
The process by which approval of repairs that include fatigue and damage tolerance evaluation may be staged, to allow an operator to return an individual aircraft to service before all of the fatigue or damage tolerance data has been developed and approved. Note that such repairs are considered major repairs and a staged approach for repairs which include fatigue and damage tolerance evaluation may only be applied for aircraft types for which the basis for fatigue or damage tolerance evaluation is part of the TCB1111. Note, propulsion systems, and dynamic systems for helicopters, are not eligible for the staged approval process. The general approach outlined below follows the 3-stage approach documented in FAA Advisory Circular 120-93 Appendix 5: Approval Process for New Repairs; however, it is noted that the implementation of the stages is to be outlined as part of the CP, and the combination of stages into a one or two-staged delivery may be appropriate depending on the repair requirements. The stages are described below:
The first stage is approval of the static strength data and the schedule for submittal of the fatigue or damage tolerance data. This approval is required prior to returning an aircraft to service. For a staged approach to be considered acceptable, good damage-tolerant design practices are required. Prior to a staged approach being invoked, an assessment of the suitability of a damage-tolerant approach with staged approval is to be considered and documented in the CP.
The second stage is approval of the fatigue or damage tolerance data. The fatigue or damage tolerance data should be submitted no later than agreed as part of the stage 1 approval . Damage tolerance data might only contain the threshold where inspections are required to begin as long as a process is in place to develop the required inspection method and recurring intervals before the threshold is reached. In this case, the submittal and approval of the remaining damage tolerance data may be deferred to the third stage.
The third stage is approval of the damage tolerance data not submitted and approved in the second stage. This would typically involve the inspection method and the recurring intervals. This data would need to be submitted and approved prior to the inspection threshold being reached. Operation beyond the threshold would not be allowed unless the data are submitted to and approved by DASA.
Organisations with major repair approval privileges who wish to approve damage tolerant repairs in a staged process, are to have documented the process via which these approvals will be conducted in the Handbook as per DASR 21.A.435(b)2.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
As per scenario 1 |
CAMO |
Develop Repair Design |
As per Scenario 1; however, the repair design development may be staged as per paragraph 10. |
Design organisation |
Repair Classification |
As per scenario 1; however, due to the nature of a repair requiring Damage Tolerance Evaluation it is expected that the repair is classified as major1212 |
DASA or appropriately approved design organisation under a procedure agreed with DASA |
Repair Certification |
As the compliance demonstration process is to be staged, a CP is to be established as per the Major Design Changes, see DASR 21.A.93(b), related AMC and GM and Section 7.2.3. DASA may be notified of an upcoming major repair design via a DASR Form 31 directed to the DASA Type Certification Group mailbox. The applicant shall apply for a major repair design approval by way of submittal of a DASR Form 31B and declaration of compliance. The Form 31B is to be submitted to the DASA Type Certification Group mailbox. As the approval process is to be staged, separate applications for approval will be made at each stage of the process as planned in the CP. Each application is made via a DASR Form 31B which clearly documents the extent of the approval applied for. |
Applicant that meets the eligibility criteria.1313 |
Repair Approval |
As per scenario 1 or scenario 2 depending on privileges; however, in this case approval is staged with clear limitations to the extent of the approval documented. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Configuration Management |
As per scenario 1 or scenario 2 depending on privileges; however it is critical that when a staged approval process is implemented that the CAMO identifies the staged limits in the maintenance documentation to ensure that the limits are not overflown prior to the approval of the relevant next stage. |
CAMO |
Production of Repair Parts |
Produce repair parts |
As per Scenario 1 |
Repair Embodiment |
Embody repair |
As per Scenario 1 |
Ongoing Holder Obligations |
As per Scenario 1 |
MTC holder |
Table D.5: Detailed Process for Scenario 5
This scenario documents the process by which new repairs developed based on those contained in the aircraft repair manual, or based on repairs previously developed for the aircraft, but outside of the limitations of the existing repair approval, are approved. When repairs are developed that are outside of the limitations (for example effectivity and location) of the previously-approved repair scheme they are treated as new repairs, and follow the processes documented in Scenarios 1 and 2. This scenario may leverage compliance demonstration documents developed for previously approved repairs, where applicable, as part of the demonstration of compliance. This may make the repair certification and approval steps more straightforward, but these steps are still required to be conducted.
Stage |
Description |
Responsibility |
Identify and Assess Damage |
As per scenario 1 |
CAMO |
Develop Repair Design |
A design, based on a pre-approved repair, but not within the pre-approved limitations of that repair, is developed. |
Design organisation |
Repair Classification |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Certification |
As per scenario 1 or scenario 2 depending on privileges. Note: compliance demonstration documents developed for previously approved repairs, where applicable, may be leveraged as part of the demonstration of compliance. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Approval |
As per scenario 1 or scenario 2 depending on privileges. |
As per scenario 1 or scenario 2 depending on privileges |
Repair Configuration Management |
As per scenario 1 or scenario 2 depending on privileges. |
CAMO |
Production of Repair Parts |
Produce repair parts |
As per scenario 1 |
Repair Embodiment |
Embody repair |
As per scenario 1 |
Ongoing Holder Obligations |
As per scenario 1 |
MTC holder |
Table D.6: Detailed Process for Scenario 6
Manuals and other Instructions for Continuing Airworthiness (ICA) (such as the Manufacturer’s Structural Repair Manual (SRM), Maintenance Manuals and Engine Manuals provided by the holder of the type-certificate, supplemental type-certificate, design approval or Auxiliary Power Unit (APU) AUSMTSO authorisation as applicable) for operators, contain useful information for the development and approval of repairs. When these data are explicitly identified as approved, they may be used by operators without further approval to respond to anticipated in-service problems arising from normal usage, provided that they are used strictly for the purpose for which they have been developed.
The process by which changes to any pre-approved repairs, as documented in the aircraft ICA (such as the SRM), are approved is considered a change to the type certificate (i.e. DASR 21 Subpart D).
Changes to the approved repair schemes provided for the platform are to be treated as changes to type and classified / managed IAW DASR 21 Subpart D1414. When developing standard repairs as changes to the type certificate, the developer should also take into account GM 21.A.435(a) and AMC 21.A.433(a) respectively for classifying and substantiating the design. In the case of changes to the previously-approved data being developed by the aircraft OEM, a CRE assessment is required to be included as part of the application for approval of the change to the type certificate. Note that, once the change to the type certificate for the repair is approved, updates to the ICA (such as SRM), which promulgates that repair data, is managed by the organisation holding the MTC, under a procedure agreed with DASA IAW DASR 21.A.61 and DASR 21.A.57 by the organisation holding the MTC.